Financial Conduct Authority · External Intelligence
FCA decides to ban and fine Daniel Thomas over unauthorised pension transfer advice
- Source
- Financial Conduct Authority
- Published
- 14 September 2026
- Journal
- Regulatory Enforcement
- Jurisdiction
- United Kingdom
Lynx Summary
The Financial Conduct Authority has decided to exclude Daniel Thomas from financial services and impose a £742,700 fine. The regulator found that he recklessly advised on transfers of defined benefit pensions without the required qualifications or permission.
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